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® 2012-16 Chicago-Kent College of Law

Illinois Institute of Technology

565 West Adams Street

Chicago, IL 60661-3691

7-Month Online Certificate Program

Earn a Certificate in

Financial Markets Compliance


Call 800.442.4132


Professional Program

The first online program in the country to introduce students to the increasingly complex compliance demands and requirements of the various regulators of the financial markets.

Distinguished Faculty

A group of financial services compliance professionals and law and business school professors have developed a robust and relevant curriculum.

A Leading Law School

Chicago-Kent College of Law, nationally renowned for combining a scholarly and pragmatic approach to professional education, is at the forefront of finance industry compliance.

Online Learning

Using the latest in education technology and expertise, Chicago-Kent offers online course instruction that applies innovative technologies to enhance students' learning experience and outcomes.

What Students are Saying

The program has helped me to understand the cross functional relationships, scope of examinations and design of the compliance program. The professors are very clear on the topic and seasoned with industry experience.

This was by far the best program I have enrolled in since my MBA. Even though the work load is high, this course was extremely enjoyable and I learned so many interesting and useful facts that I am using in my job as Treasurer. 

Lee-Ann Perkins

Swati Singh

The FMC program has helped me to understand the cross functional relationships, scope of examinations and design of the compliance program. It’s a blend of Finance, law and IT audit which is suitable given the time frame it’s designed for and the material. 

The course content and professors were top-notch. I was impressed with the credentials, knowledge and real-life experiences of the professors. They  didn't just teach theory, they incorporated their experiences and impressions in working in the FMC industry.

Jason Peterburs

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The Spring Class Begins February 13, 2017.

Apply by December 9, 2016!

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Call 800.442.4132

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Call 800.442.4132

What You'll Get at Chicago-Kent

What You'll Learn

Students examine the regulation of financial markets from a variety of perspectives: the fundamentals of how financial markets function, elements of an effective compliance program, managing and mitigating risk, conducting investigations, partnering with auditors and regulators, and establishing adequate monitoring testing systems.  The certificate courses include:




Career Services 

Local Events

CLE Credit

Access to Chicago-Kent College of Law's password-protected database of job openings. 

Access to the Institute for Compliance events and conferences hosted in the Chicago area.

You may be eligible for 20 hours of CLE credit. Request information for eligibility in your state.

Understand, create, and sustain a strong compliance program with training and support from a program designed for entry level and junior compliance professionals.

 February 13, 2017  Start Date -  7 Months  -  Study Online

What You'll Experience Online
Regulatory Structure, Business Entities, and Corporate GovernanceGlobal Financial Markets and Market RegulationCompliance in Financial InstitutionsInsider TradingInvestigating Fraud and Cooperating with Government InvestigationsCybersecurity, Money Laundering, and Technology

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What You'll Experience Online

Swati Singh

Who You'll Learn From

Alexander Dill
AB, Harvard University, MA, Columbia University, JD, Emory University 


Jenifer M. Robbins
BA, University of Illinois,  JD, Harvard University


Christoph Henkel
SJD and LLM, University of Wisconsin, JD, Justus-Liebig-University


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The online program is available to residents of all states except Florida and Wisconsin. 

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Scholarship Opportunities

The scholarship is intended to support the educational enrichment of professionals currently working in the field of financial compliance. 

  • Awards: Three
  • Award Amount: $1,000 per recipient 
  • Deadline: Early Decision - Dec. 9, 2016

Professional Enrichment

Professional Advancement

The scholarship is intended to support  professionals interested in applying compliance knowledge in their current role or transitioning into a career in compliance.

  • Awards: One
  • Award Amount: $1,500 
  • Deadline: Early Decision - Dec. 9, 2016

Financial Need

The scholarship is intended to support candidates expressing financial hardship.  

  • Awards: Up to Ten
  • Award Amount: $600 
  • Deadline: Regular Decision - Jan. 20, 2017
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